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Free Series 14 Practice Test

Pass the Compliance Officer Qualification Examination exam with confidence.

Start with a free Series 14 practice test and build exam-ready confidence for the Compliance Officer Qualification Examination exam.

4.9/5 from 2,400+ candidates
No signup to begin No credit card Instant scoring
1000+Series 14 Questions
9Exam Domains
10Free Questions
2026Updated
What you get

Everything your Series 14 certification prep needs

Practice expert-vetted questions, find your weak domains, and turn every mistake into a focused review plan.

Expert-vetted questions

Every question is reviewed by an experienced Series 14 professional for clarity, accuracy and practical exam relevance.

See what to study next

Domain analytics show which parts of the exam blueprint are holding you back.

Turn mistakes into confidence

Missed questions become a review list, so nervous guessing turns into focused repetition.

1,000+ exam-realistic questions
All 9 Series 14 domains
Weighted to the exam blueprint
Clear answer explanations
Updated for the 2026 exam
Instant, one-time access
Know where you stand

Your exam readiness

Track your readiness, domain strengths, and recent results at a glance.

Your exam readiness

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Domain performance
Recent quiz performance

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This is a preview of your analytics Track your real exam readiness, weak domains, and quiz history with Fast Track and Pass Confidence.
Study by domain

Practice the Series 14 exam by domain

1. Regulatory Agencies

3% of the exam

Identify weak areas and improve with focused review.

Start Practicing

2. Markets and Operations

18% of the exam

Identify weak areas and improve with focused review.

Start Practicing

3. Broker-Dealer Operations

9% of the exam

Identify weak areas and improve with focused review.

Start Practicing

4. Credit Regulation/Capital Requirements

6% of the exam

Identify weak areas and improve with focused review.

Start Practicing

5. General Supervision

18% of the exam

Identify weak areas and improve with focused review.

Start Practicing

6. Investment Banking

14% of the exam

Identify weak areas and improve with focused review.

Start Practicing

7. Registration

8% of the exam

Identify weak areas and improve with focused review.

Start Practicing

8. Sales Practice-Customer/Employee Accounts

15% of the exam

Identify weak areas and improve with focused review.

Start Practicing

9. Sales Practice-Solicitations

9% of the exam

Identify weak areas and improve with focused review.

Start Practicing
Built for practice, not passive reading Active recall and repetition build real exam-day readiness.
Written to match the real exam Every question mirrors the style, difficulty, and phrasing of the actual Series 14 exam.
Aligned to the Series 14 blueprint Weighted across every exam domain, so you practice exactly what's tested.
Choose your prep window

Pick the plan that matches your exam date

Tell us when your exam is and the plan that fits lights up. Every plan unlocks the full question bank; analytics and longer access scale with your timeline.

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Before you decide

Frequently asked questions

Straight answers about the Series 14 exam, the questions, pricing, the free trial, and how this fits your prep.

The Series 14 exam spans 9 domains - Regulatory Agencies (3%), Markets and Operations (18%), Broker-Dealer Operations (9%), Credit Regulation/Capital Requirements (6%), General Supervision (18%), Investment Banking (14%), Registration (8%), Sales Practice-Customer/Employee Accounts (15%), and Sales Practice-Solicitations (9%). Every practice question maps to one of them, so you train on exactly what's tested.

No - and that matters. These are original practice questions written to mirror the style, difficulty, and domain coverage of the Series 14 exam blueprint. We never distribute actual exam content, so practicing here keeps you fully compliant with official exam policies.

No. Series 14 Exam Prep is an independent study resource for Compliance Officer Qualification Examination (Series 14). It is not affiliated with, sponsored by, or endorsed by the official certifying body or exam administrator.

What candidates say

Trusted by Series 14 candidates

Real feedback from Series 14 candidates on Reddit.

★★★★★
Sourced from Reddit

"passed last week. wasnt confident going in but the practice questions on sales practice stuff were pretty close to what actually showed up. no complaints."

r/FinancialCareers Posted on Reddit
★★★★★
Sourced from Reddit

"tbh i put off studying longer than i shouldve and kind of panicked the last two weeks. found series14prep.com somewhere in this sub and just worked thru the question bank every night. the general supervision section had alot of depth which is where i was weakest."

r/finance Posted on Reddit
★★★★★
Sourced from Reddit

"this site does a decent job breaking down the investment banking material without overloading you. i was skeptical it would be enough but the mistake review after each practice set is genuinely useful. passed on first attempt, which i did not expect."

r/Compliance Posted on Reddit

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